“Triad was founded with the belief that while clients have many needs, the most essential task is to preserve and grow wealth over generations. This is the heart of what we do each day.”
John Heldman, CFA
Partner | Portfolio Manager


Based in Newport Beach, California and founded in 2008, Triad Investment Management is an SEC-registered investment adviser. We’ve sought to create an environment that leverages our experience at nationally prominent firms with a focus on accountability, communication and results. Triad was founded and is owned by portfolio managers who invest alongside clients in generally the same securities.

Triad offers a disciplined, bottom-up, fundamentally driven value approach to both private clients and institutions. We serve as the Adviser to the Triad Small Cap Value mutual fund (ticker symbol TSCVX).

Triad was founded on three basic principles: Research, Behavior and Ethics. We believe in independent research conducted by portfolio managers, not Wall Street analysts. We see investor behavior as the primary contributor to active investment management. And behind all of this is our drive to make ethics a part of everything we do.